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Hong Kong to tighten rules on stock investor ID to rein in misconduct - South China Morning Post

  • From next year, brokerages will be required to submit clients’ names and identity document information to HKEX when placing orders to buy or sell shares
  • The new system will allow regulators to pick out investors who use different brokerage accounts to apply for the same initial public offering

Topic |   SFC

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Eric Ng

Published: 7:30am, 11 Aug, 2021

Updated: 7:49am, 11 Aug, 2021